Scott D. Ballin, JD
Health Policy Consultant
6220 30th Street NW Washington DC 20015
Tel: 202 686-8898 Fax: 202 244-0698
email:
ScDBa@aol.com
June 4, 2012
TO: Division of Dockets Management (HFDA-305
Food and Drug Administration
5630 Fishers Lane Room 1061
Rockville, Maryland 20852
RE: Docket No. FDA 2012-D-0071
Comments concerning draft Guidance for Industry:
Modified risk Tobacco Products Applications; Availability; Agency Information;
Collection Activities; Proposed Collection; Comment Request
· Background and General Comments
· The importance of looking not just at the 'product' but also the 'category' of the product
· Could Sec. 911, in spite of its intentions to protect public health, also have negative effects on public health?
· What are the differing scientific standards that should be applied to not only categories of products but also to individual products whether they are tobacco based or nicotine based?
· IOM Recommendation 10- Consideration of using independent third parties to undertake one or more key functions related to scientific research
· Conclusion
Background and General Comments
Having spent the last 40 years working in support of public health goals and objectives designed to reduce disease and death caused by the use of tobacco products, I appreciate the opportunity to submit these comments. Much of my efforts have been focused on bringing tobacco under the purview of the Food and Drug Administration, so I am particularly interested in seeing how regulations will be implemented.
Up until a few years ago one might have described the relationship between the tobacco control community and the tobacco 'industry' as one that was strictly black and white, confrontational and 'warlike'. The Findings and language of the FSPTC Act reflects that intense mistrust and polarization between public health and the tobacco industry -- and rightly so. Many sections of the statute are therefore more punitive than solution oriented in nature. Section 911 itself takes this approach by raising the bar so high as to seem more focused on keeping science based, significantly lower risk products off the market rather than providing incentives (IOM recommendation in Clearing the Smoke) to assist manufacturers to develop and make new products available to replace the more toxic products currently on the market. (i.e. cigarettes). The reasons for this are clear given that there were only a handful of players involved in shaping the language of many sections of the statute - language that benefited a major tobacco company that at the time only produced cigarettes, a segment of the tobacco control community that in carrying out the 'war', wanted to prevent the possibility of what happened in the 'low tar/low nicotine' debacle from occurring again; and the pharmaceutical industry that also wanted to prevent or inhibit the development or availability of lower risk products and to provide themselves with competitive advantages. While hearings were held on general provisions of the statute (I testified at one of those hearings) there were no substantive hearings or opportunities to have views heard about section 911 -- a section that is from my perspective one of the most important public health sections of the entire legislation. I have said on many occasions that many sections of the FSPTC were outdated even before President Obama's signature on the new public law was dry. Today the tobacco nicotine and alternative products environment continues to change radically and rapidly. This is no longer just about 'Big Tobacco', this is about how new science-based lower risk products (tobacco, nicotine and alternative products) should be brought to the market place (regardless of who the manufacturer is) and which could positively impact on public health. As Director Deyton has often said, FDA (as well as all of those of us in the private sector) is still learning and will continue to learn.
I recognize that the Center for Tobacco Products (CTP) has statutory obligations to fulfill, including the requirements of section 911, but that should not prevent the Center from also stepping back and looking at the issue in a new light and consider leveling the regulatory playing field by developing a more coherent and rational approach to the regulation of all tobacco, nicotine and alternative products.
Part of the requirements of section 911 included a very narrowly defined charge to the Institute of Medicine to produce a report on the scientific standards that would serve as guidance for the CTP in considering applications for MRTPs the subject of this 'notice and request' for comments. At the very first public hearing of the IoM committee, I was both surprised and dismayed that the committee was told to ignore the landmark report Clearing the Smoke.
The importance of looking at not just the product but also at the 'category' of the product
Section 911 focuses primarily on the application by a manufacturer for a product which is both appropriate and necessary. But at the same time it is well accepted in the scientific literature that there are significant degrees of risk between product categories as exemplified by the continuum of risk. FDA should give high priority to developing better mechanisms for defining the risks, relative risks and intended uses of the categories which would include combustible products, and non-combustible smoking replacement products (SRPs) under which I would include traditional forms of smokeless, lower risk products such as dissolvables, e-cigarettes as well as NRT. For those various categories FDA might allow certain statements to be made that would provide the users of any and all of these products with more complete, accurate and more useful information with respect to comparable risks (consistent with 911(h)(1). With better information being provided on the 'categories', manufacturers of individual products could then submit scientific data to the Agency that would allow for modifications to the generic labeling allowances/requirements -- that would include being able to make a spectrum of possible claims and provide additional information etc.
FDA should therefore seek to develop guidance as well as regulations for categories of products as well as setting 'risk profiles' for individual products and provide that information to the public.
Could Section 911, in spite of its intentions to protect public health also have negative effects on public health ?
In spite of the well-intentioned purposes behind section 911 to protect public health, could this section as drafted actually have a negative impact on public health, both for the individual and for the population as a whole? In evaluating the benefit to health under section 911(g)(1) and (2) there are a series of things that the FDA must take into account. All are important and should be considered. But the language of this section and the intense decades- long distrust of the tobacco industry resulted in the bar being raised so high and the 'conditions' so potentially complex that allowing such products on the market becomes difficult if not impossible. Rather than using the standard of a 'reasonable expectation' that a product will reduce risk (that was recommended by IOM in Clearing the Smoke) the standard applied in 911 requires a manufacturer to 'prove' things even before the product can even be put on the market- something that many have called a 'Catch -22'.
There are also no incentives either in the statute or in the proposed guidance (another IOM recommendation in Clearing the Smoke). Is important research and innovation therefore being discouraged if not stifled? Are the regulatory burdens so great that few if any MRTP applications will even be filed, leaving manufacturers and consumers predisposed to selling and using the highly toxic combustible products? FDA's estimation of the amount of hours that will need to be expended for the submission of an MRTP as well as the hours dedicated to surveillance and follow up, is estimated to be 337,624 hours!!!! Both the amount of time and the costs are astronomical. There may be more efficient and more cost effective pathways to allowing products to be made available and for which information might be disseminated by the agency--- designed to provide consumers and the public with truthful, non-misleading information.
And like several other sections of the statute, FDA is required to consider looking at the MRTPs in terms of risks when compared to smoking cessation drugs and devices. And here again this kind of requirement begs the question that if all of the various products are being compared and assessed against one another -- then why aren't all of these products regulated under the same umbrella and based on risks, relative risks and intended uses? Is not an NRT product that doesn't make a therapeutic claim a tobacco product? And isn't it scientifically and technologically feasible that a tobacco-based product might one day be allowed to make a therapeutic claim?
There is also one important consideration that should have been listed as something the FDA needed to take into consideration and that is:
What are the unintended consequences to both the individual and the population as a whole in not making significantly lower risk tobacco, nicotine and alternative products available, especially when compared to the use of combustible cigarettes as well as to the use of nicotine replacement therapies (many of which have been shown not to be very effective)?
N.B. I do not see anything in the statute that would prevent or restrict the FDA from making this a critical consideration in evaluating such benefits to the health of both the individual and population as a whole.
What are the differing scientific standards that should be applied to not only categories of products but also to individual products whether they are tobacco based or nicotine based?
The tobacco 'category/categories' are generally acknowledged as being different than the drug and device categories of the FD&C Act. Yet there seems to be a predisposition (obviously historically based) with only applying drug/device type regulations to tobacco products when in fact there may be value in looking at applying 'food type' standards and regulatory requirements in some cases- especially in the significantly lower risk non-combustible products. Tobacco is a plant based commodity/ product and there is a great deal to learn from FDA's and USDA's experience in setting regulatory standards for food and agricultural products. Even Swedish regulatory authorities which regulate products like snus do so under their food laws should be consulted.
What is said about the product, what information is made available to the consumer, what claims and what types of claims can be made, should be dependent on the degree of science available. Is there significant scientific agreement ? Is there a preponderance of scientific evidence ? Is there accumulating evidence ?
These are the various degrees of scientific evidence that should be used (as they are under the regulatory food policies within the FDA) that would determine the labeling and marketing restriction and allowances for all tobacco, nicotine and alternative products.
IOM Recomment 10 - Consideration of using independent third parties to undertake one or more key functions related to scientific research
Much of what will be driving FDA's regulatory actions related to tobacco, nicotine and alternative products (including those presently referred to as MRPTs) will be good science. For decades the tobacco control community, public health community as well academic research institutions have been suspect of the science conducted by the 'tobacco industry'.
Many will continue to discard industry scientific research. But given that the FDA now has regulatory oversight over tobacco (as well as nicotine), that narrowly defined position is must change, is changing, and will continue to change. Any entity/ 'person' wishing to have an MRTP considered or approved will be required to provide the necessary scientific studies to support the application- and that will include a spectrum of tobacco and nicotine interests.
An independent scientific research body makes sense if in fact the objective of such an entity is to further the development of scientific research and its applications and to foster dialogue in helping establish short term and long term goals, objectives and opportunities. It should not be a 'regulator ' of science. It could be a mechanism by and through which scientific discussions could take place in a more neutral, open and transparent manner. It would and should be open to a spectrum of scientific interests including those in academia, governmental agencies (such as FDA/NIH/USDA/EPA, IOM etc) including similar international counterparts, as well as a spectrum of interests in the private sector who are conducting the research and developing new products. This should include all R&D entities (tobacco, pharmaceutical, biotech and even food). Such an independent entity could also be used as a clearinghouse (again not a 'regulator' of the science) for the dissemination of research --- creating a much needed network devoted to science and not used to promote advocacy positions but at the same time potentially influencing policy decision making.
As part of this submission I would also like to draw the Agency's attention to a set of Core Principles that were produced as part of a 'safe haven' dialogue (March 2011) at the Institute for Environmental Negotiation at the University of Virginia. ( Core Principles Statement Concerning Corporate Funding for Tobacco, Nicotine and Alternative Harm Reduction Research --- A product of the University of Virginia/ Institute for Environmental Negotiation's Forum for a Civil Dialogue on Tobacco, Nicotine and Alternative Products Harm Reduction, October 2011). These Principles contain a series of recommendations on how to manage a variety of issues related to the science of tobacco and nicotine research and I believe that will be of some assistance to the agency as it thinks through what might be done with respect to the creation of an independent body that could take on a number of research function.
Conclusion
While the FDA's request for comments focuses on scientific guidance to industry for the filing of applications for MRTPs, it is clear to me and a growing number of people that what is really needed is more uniform, workable, fair and effective regulatory policy governing all tobacco, nicotine, and alternative products -- that sets regulations based on the risks, relative risks, and intended uses of those product rather than on 'who' manufacturers the product. It is time that our tobacco and nicotine policies be brought into the 21st century and I hope FDA (along with others) will use its existing authorities and provide the necessary leadership to make that happen. One way to do that is to encourage face to face dialogue with stakeholders and other experts.
For additional information go to:
Tobacco at a Crossroads
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